7IM
7IM is a financial services group seeking an entry-level Compliance Administrator to join their Advisory team. You'll support core compliance operations across the business, handling regulatory oversight, monitoring activities, and risk management whilst developing your expertise in a fast-paced financial environment.
What you’ll do
- Maintain compliance systems and manage user access within the STAR compliance tool
- Review compliance alerts and flag issues for senior review
- Assist with employee compliance monitoring and regulatory horizon scanning
- Support financial promotion reviews and regulatory correspondence
- Respond to routine compliance queries from across the business
Eligibility
- Entry-level candidate keen to develop compliance knowledge
- Ability to support two senior team members with administration and oversight tasks
- Attention to detail for managing regulatory systems and documentation
- Willingness to progress from administrative duties to more complex compliance work
Key facts
- Location: London
- Rolling — applications open, no fixed deadline
- Graduate / entry-level role
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